Policies & Guidelines Canadian Investor Protection Fund English franais Investment Advisors | Members AAA Menu Home About Us CIPF’s Mandate The Segregated Funds Governance Affiliations History of CIPF Careers CIPF Coverage About CIPF Coverage When a Member is Insolvent Case Studies Coverage Policy Claims Procedures Recent Past Insolvencies Member Directory CIPF Investment Dealer Member Firms CIPF Mutual Fund Dealer Member Firms Past CIPF Member Firms News & Publications FAQs Contact Us Search Search When autocomplete results are available use up and down arrows to review and enter to select. Policies and Guidelines Facebook Twitter Linkedin Home Members Policies & Guidelines For more information on the New IPF Integration Cost Recovery Assessment Model Guidelines, please click here. CIPF Assessment Policy As of January 1, 2023 and amended April 1, 2024 Download Investment Dealer Assessment Policy As of January 1, 2023 and amended June 11, 2024 Download Mutual Fund Dealer Assessment Policy CIPF Assessment Appeal Procedures As of January 1, 2023 and amended April 1, 2024 Download Investment Dealer Assessment Appeal Procedures As of January 1, 2023 and amended August 25, 2023 Download Mutual Fund Dealer Assessment Appeal Procedures CIPF Disclosure Policy CIPF Disclosure Policy effective January 1, 2023 CIPF Exemption and Approval Request Form Disclosure Policy FAQs Archive Documents CIPF Disclosure Policy, February 10, 2021 Components of Probability of Default 1. Financial Factors are quantitative factors determined from monthly financial reporting of Members. 2. Risk Control Factors and Business Factors are qualitative factors from IIROC's Risk Assessment Model for Members. Client Net Equity (CNE) CNE is described in Form 1 as “Net equity for each client is the total value of cash, securities, and other acceptable property owed to the client by the Dealer Member less the value of cash, securities, and other acceptable property owed by the client to the Dealer Member.” Section Menu X CIPF Assessment Policy CIPF Assessment Appeal Procedures CIPF Disclosure Policy Have a Question? Just Ask! ASK US About Us CIPF’s Mandate The Segregated Funds Governance Affiliations History of CIPF Careers CIPF Coverage About CIPF Coverage Case Studies Coverage Policy Claims Procedures Recent Past Insolvencies Facebook Twitter Linkedin All Rights Reserved. Copyright 2026 CIPF Glossary | Legal Notices | Sitemap | Accessibility | Privacy Policy Please select your language of preference to continue veuillez sélectionner votre langue de préférence pour continuer English Français CIPF uses cookies to enhance convenience and use of its website. By clicking “OK” or by continuing to browse this website, you agree to the use of the cookies. To find out more, please visit our Privacy Policy. OK Top of Page