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WELCOME Sign up at ASX An account with your email already exists. You might already have an ASX account with another platform. Please log in with your existing credentials ASX Supervision ASX Supervision’s purpose is to provide supervision that inspires confidence and trust in market integrity and ASX. About ASX Supervision ASX Supervision is a division within ASX that supervises listed entities and market participants to support fair, orderly and transparent markets, fair and effective clearing and settlement facilities and overall financial system stability. ASX Supervision monitors and enforces compliance by listed entities with the ASX Listing Rules and by participants with the operating rules of the various markets and clearing and settlement facilities operated by the ASX Group.   ASX Supervision includes the following teams: Listings Supervision - monitors and enforces compliance by listed entities with the ASX Listing Rules and by investment product issuers with the ASX Operating Rules Participants Supervision - monitors and enforces compliance by participants with the operating rules of the various markets and clearing and settlement facilities operated by the ASX Group Enforcement - investigates and enforces compliance by listed entities and participants with the ASX Listing Rules and Operating Rules, including publishing determinations of non-compliance and issuing penalties to participants for breaches of the various markets, clearing and settlement facilities operated by the ASX Group   We deliver our stated purpose through:  frontline supervision: overseeing the integrity and financial stability of our markets and participants  active and visible engagement: building strong relationships with participants and issuers, and internal and external stakeholders to foster trust and collaboration  supervisory excellence: proactive, risk-based oversight, active policy development, transparency and continuous improvement.   Quick links Listings Supervision Participants Supervision Enforcement ASX corporate governance council ASX Supervision Education and Research Program ASX Supervision downloads About us About ASX ASX shareholders  Our Board Corporate governance Sustainability Media centre Careers Important information Rules, guidance notes and waivers ASX Supervision ASX regulatory framework Consultations & policy submissions Cash Equity Clearing and Settlement (CS) services rules and code of practice Support Contact us Frequently asked questions Blog ASX acknowledges the Traditional Owners of Country throughout Australia. 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