NFA Skip to Main Content Electronic Filing Systems NFA Rulebook Online Registration System File a Complaint About News & Notices Members Registration Investors Careers NFA is the industrywide organization for the U.S. derivatives industry NFA News pause slideshow play slideshow NFA reminds Member firms to activate BIG account prior to October 1, 2026, and announces upcoming webinar NFA orders New York-based firm Hardee Brothers LLC and its principal to withdraw from and not reapply for NFA membership NFA Board Update Video—May 2026 Our Mission National Futures Associationis the industrywide, self-regulatory organization for the U.S. derivatives industry, providing innovative and effective regulatory programs. Designated by the CFTC as a registered futures association, NFA strives every day to safeguard the integrity of the derivatives markets, protect investors and ensure Members meet their regulatory responsibilities. Have questions? Contact NFA Conduct Due Diligence - BASIC BASIC is a free tool that Members and investors can use to research the background of derivatives industry professionals. Whether you are an investor thinking about opening a futures account or an NFA Member contemplating a new business relationship, BASIC can be a valuable resource. Access Basic Enforcement & Registration Actions NFA has the authority to take disciplinary actions against any Member or Associate that violates its rules. If an NFA Member or Associate engages in conduct that puts customers, the futures markets, or other Members at risk, immediate action will be taken accordingly. See Actionsabout Enforcement and Registration Actions For Members Arbitration Services Education & Resources Frequently Asked Questions Notices to Members Registration & Membership Who Has to Register How to Register NFA Directories For Investors Arbitration Services File a Complaint Publications & Resources Subscribe to NFA Email Communications Email Address Subscribe Manage Subscriptions Contact NFA File a Complaint Arbitration Services Market Regulation Services FAQs Alerts Home Site Index Disclaimer and Privacy Policy Connect With Us Twitter LinkedIn Facebook Glassdoor RSS National Futures Association. All Rights Reserved. NFA and NATIONAL FUTURES ASSOCIATION are registered trademarks of National Futures Association.