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Recent Past Insolvencies

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Recent Past Insolvencies Canadian Investor Protection Fund English franais Investment Advisors | Members AAA Menu Home About Us CIPF’s Mandate The Segregated Funds Governance Affiliations History of CIPF Careers CIPF Coverage About CIPF Coverage When a Member is Insolvent Case Studies Coverage Policy Claims Procedures Recent Past Insolvencies Member Directory CIPF Investment Dealer Member Firms CIPF Mutual Fund Dealer Member Firms Past CIPF Member Firms News & Publications FAQs Contact Us Search Search When autocomplete results are available use up and down arrows to review and enter to select. Recent Past Insolvencies Facebook Twitter Linkedin Home CIPF Coverage Recent Past Insolvencies Recent Past Insolvencies of Former CIPF member firms: First Leaside Securities Inc. CIPF Issues Notice to Former Customers of First Leaside Securities Inc., October 26, 2016 Notice Regarding CIPF Appeal Committee decision dated May 26, 2016 CIPF Issues Notice to Former Customers of First Leaside Securities Inc., September 22, 2015 CIPF Issues Notice to Former Customers of First Leaside Securities Inc., December 24, 2014 CIPF Issues Notice to Former Customers of First Leaside Securities Inc., May 8, 2014 CIPF Issues Notice to Former Customers of First Leaside Securities Inc., January 16, 2014 CIPF Issues Notice to Former Customers of First Leaside Securities Inc., November 19, 2013 CIPF Issues Notice to Customers of First Leaside Securities Inc., November 1, 2013 CIPF Issues Notice to Customers of First Leaside Securities Inc., April 11, 2013 CIPF Issues Notice to Customers of First Leaside Securities Inc., December 7, 2012 CIPF Issues Notice to Customers of First Leaside Securities Inc., August 16, 2012 CIPF Issues Notice to Customers of First Leaside Securities Inc., February 24, 2012 FLSI Customer Claim Form CIPF Coverage Policy September 30, 2010 CIPF Claims Procedures March 29, 2011 Guidelines for Canadian Investor Protection Fund (“CIPF”) Appeal Committees Hearing In-Person Appeals dated October 6, 2014 Guidelines for Canadian Investor Protection Fund (“CIPF”) Appeal Committees Hearing Appeals in Writing and By Teleconference dated February 1, 2015 CIPF Appeal Committee Decisions Expand All October 2014 Hearings Decision dated December 17, 2014 with respect to the hearing held on October 27, 2014 Decision dated February 13, 2015 with respect to the hearing held on October 28, 2014 December 2014 Hearings Decision dated February 13, 2015 with respect to the hearing held on December 8, 2014 Decision dated February 13, 2015 with respect to the hearing held on December 10, 2014 January 2015 Hearings Decision dated February 28, 2015 with respect to the hearing held on January 13, 2015 February 2015 Hearings Decision dated February 20, 2015 with respect to the hearing held on February 17, 2015 Decision dated February 20, 2015 with respect to the hearing held on February 18, 2015 Decision dated February 20, 2015 with respect to the hearing held on February 19, 2015 Decision dated February 27, 2015 with respect to the hearing held on February 23, 2015 Decision dated February 27, 2015 with respect to the hearing held on February 23, 2015 Decision dated February 27, 2015 with respect to the hearing held on February 24, 2015 Decision dated March 6, 2015 with respect to the hearing held on February 2, 2015 Decision dated March 24, 2015 with respect to the hearing held on February 3, 2015 March 2015 Hearings Decision dated March 17, 2015 with respect to the hearing held on March 16, 2015 Decision dated March 17, 2015 with respect to the written hearing held on March 16, 2015 Decision dated March 26, 2015 with respect to the hearing held on March 25, 2015 Decision dated March 25, 2015 with respect to the written hearing held on March 25, 2015 Decision dated March 26, 2015 with respect to the hearing by teleconference held on March 25, 2015 Decision dated March 25, 2015 with respect to the written hearing held on March 25, 2015 Decision dated April 24, 2015 with respect to the written hearing held on March 24, 2015 April 2015 Hearings Decision dated April 24, 2015 with respect to the hearing held on April 22, 2015 Decision dated April 28, 2015 with respect to the hearing by teleconference held on April 16, 2015 Decision dated April 28, 2015 with respect to the hearing held on April 17, 2015 Decision dated April 28, 2015 with respect to the hearing by teleconference held on April 14, 2015 Decision dated April 30, 2015 with respect to the hearing held on April 29, 2015 Decision dated April 28, 2015 with respect to the hearing held on April 17, 2015 Decision dated April 30, 2015 with respect to the written hearing held on April 16, 2015 Decision dated May 1, 2015 with respect to the hearing held on April 30, 2015 Decision dated April 30, 2015 with respect to the written hearing held on April 29, 2015 Decision dated June 19, 2015 with respect to the hearing held on April 7, 2015 Decision dated June 22, 2015 with respect to the hearing held on April 10, 2015 Decision dated June 22, 2015 with respect to the hearing held on April 10, 2015 May 2015 Hearings Decision dated May 4, 2015 with respect to the hearing held on May 1, 2015 Decision dated May 19, 2015 with respect to the hearing held on May 8, 2015 Decision dated May 19, 2015 with respect to the written hearing held on May 15, 2015 Decision dated May 19, 2015 with respect to the written hearing held on May 15, 2015 Decision dated May 25, 2015 with respect to the hearing by teleconference held on May 15, 2015 Decision dated May 25, 2015 with respect to the written hearing held on May 21, 2015 Decision dated May 27, 2015 with respect to the hearing by teleconference held on May 22, 2015 Decision dated June 24, 2015 with respect to the hearing by teleconference held on May 11, 2015 Decision dated June 29, 2015 with respect to the hearing held on May 13, 2015 Decision dated June 30, 2015 with respect to the hearing held on May 13, 2015 Decision dated July 3, 2015 with respect to the hearing held on May 15, 2015 June 2015 Hearings Decision dated June 15, 2015 with respect to the hearing by teleconference held on June 11, 2015 Decision dated June 23, 2015 with respect to the hearing by teleconference held on June 15, 2015 Decision dated June 23, 2015 with respect to the hearing held on June 15, 2015 Decision dated June 24, 2015 with respect to the hearing held on June 22, 2015 Decision dated June 24, 2015 with respect to the written hearing held on June 22, 2015 Decision dated June 24, 2015 with respect to the hearing by teleconference held on June 22, 2015 Decision dated June 24, 2015 with respect to the hearing by teleconference held on June 15, 2015 July 2015 Hearings Decision dated July 22, 2015 with respect to the hearing by teleconference held on July 20, 2015 Decision dated July 22, 2015 with respect to the hearing by teleconference held on July 15, 2015 Decision dated July 22, 2015 with respect to the hearing by teleconference held on July 20, 2015 Decision dated July 22, 2015 with respect to the hearing by teleconference held on July 17, 2015 Decision dated July 22, 2015 with respect to the hearing held on July 17, 2015 Decision dated July 22, 2015 with respect to the hearing by teleconference held on July 20, 2015 Decision dated July 30, 2015 with respect to the hearing held on July 27, 2015 Decision dated October 19, 2015 with respect to the written hearing held on July 21, 2015 Decision dated October 19, 2015 with respect to the hearing by teleconference held on July 21, 2015 Decision dated October 19, 2015 with respect to the hearing by teleconference held on July 21, 2015 August 2015 Hearings Decision dated August 21, 2015 with respect to the hearing by teleconference held on August 17, 2015 Decision dated August 21, 2015 with respect to the hearing by teleconference held on August 17, 2015 Decision dated August 21, 2015 with respect to the hearing held on August 17, 2015 Decision dated August 27, 2015 with respect to the hearing held on August 18, 2015 Decision dated August 31, 2015 with respect to the hearing held on August 18, 2015 Decision dated August 31, 2015 with respect to the hearing by teleconference held on August 18, 2015 Decision dated September 2, 2015 with respect to the hearing by teleconference held on August 19, 2015 Decision dated September 2, 2015 with respect to the hearing by teleconference held on August 19, 2015 Decision dated September 2, 2015 with respect to the hearing held on August 19, 2015 Decision dated September 3, 2015 with respect to the hearing by teleconference held on August 31, 2015 Decision dated October 19, 2015 with respect to the hearing by teleconference held on August 12, 2015 Decision dated April 27, 2016 with respect to the hearing by teleconference held on August 13, 2015 September 2015 Hearings Decision dated September 3, 2015 with respect to the hearing by teleconference held on September 1, 2015 Decision dated September 3, 2015 with respect to the hearing held on September 1, 2015 Decision dated September 3, 2015 with respect to the written hearing held on September 3, 2015 Decision dated October 19, 2015 with respect to the hearing by teleconference held on September 16, 2015 Decision dated October 19, 2015 with respect to the hearing by teleconference held on September 14, 2015 Decision dated October 13, 2015 with respect to the hearing by teleconference held on September 30, 2015 Decision dated December 17, 2015 with respect to the written hearing held on September 16, 2015 October 2015 Hearings Decision dated October 13, 2015 with respect to the written hearing held on October 1, 2015 Decision dated October 26, 2015 with respect to the written hearing held on October 22, 2015 Decision dated October 26, 2015 with respect to the hearing held on October 22, 2015 Decision dated November 2, 2015 with respect to the hearing by teleconference held on October 23, 2015 Decision dated November 2, 2015 with respect to the hearing by teleconference held on October 23, 2015 Decision dated December 17, 2015 with respect to the written hearing held on October 8, 2015 Decision dated December 18, 2015 with respect to the written hearing held on October 8, 2015 Decision dated January 26, 2016 with respect to the hearing held on October 6, 2015 November 2015 Hearings Decision dated November 16, 2015 with respect to the hearing by teleconference held on November 11, 2015 Decision dated November 23, 2015 with respect to the hearing by teleconference on November 13, 2015 Decision dated November 23, 2015 with respect to the hearing held on November 13, 2015 Decision dated November 25, 2015 with respect to the hearing held on November 17, 2015 Decision dated December 9, 2015 with respect to the hearing held on November 26, 2015 Decision dated December 9, 2015 with respect to the hearing by teleconference held on November 25, 2015 Decision dated December 9, 2015 with respect to the hearing by teleconference held on November 25, 2015 Decision dated December 10, 2015 with respect to the hearing held on November 26, 2015 Decision dated December 12, 2015 with respect to the hearing by teleconference held on November 26, 2015 Decision dated December 22, 2015 with respect to the hearing by teleconference held on November 30, 2015 Decision dated December 23, 2015 with respect to the hearing by teleconference held on November 30, 2015 Decision dated December 22, 2015 with respect to the hearing held on November 30, 2015 December 2015 Hearings Decision dated December 10, 2015 with respect to the written hearing held on December 2, 2015 Decision dated December 12, 2015 with respect to the hearing held on December 2, 2015 Decision dated December 18, 2015 with respect to the written hearing held on December 9, 2015 Decision dated December 21, 2015 with respect to the appeal hearing held on December 9, 2015 Decision dated December 21, 2015 with respect to the appeal hearing held on December 9, 2015 Decision dated D…